Filing Details

Accession Number:
0001127602-11-009959
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-11 11:24:18
Reporting Period:
2011-03-09
Filing Date:
2011-03-11
Accepted Time:
2011-03-11 11:24:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Northeast Utilities NU Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025745 H Richard Booth C/O Northeast Utilities
One Federal Street, Building 111-4
Springfield MA 01105
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Acquisiton 2011-03-09 2,500 $20.75 37,307 No 4 M Direct
Common Shares, $5.00 Par Value Disposition 2011-03-09 2,500 $34.72 34,807 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $5.00 Par Value Employee Stock Option (Right to Buy) Disposition 2011-03-09 2,500 $0.00 2,500 $20.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-07-09 2011-07-09 No 4 M Direct
Footnotes
  1. The options exercised to purchase 2,500 Common Shares were granted on July 9, 2001, that vested 50% on that date and 50% on February 27, 2002.
  2. Mr. Booth's total includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mr. Booth also continues to beneficially own 2,500 options to purchase Northeast Utilities Common shares, the acquisition of which was previously reported on Form 4.