Filing Details

Accession Number:
0000947871-19-000369
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-14 14:24:25
Reporting Period:
2018-12-04
Accepted Time:
2019-05-14 14:24:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1089872 Gaia Inc GAIA Services-Motion Picture & Video Tape Production (7812) 841113527
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704268 Mubadala Investment Co Pjsc P. O. Box 45005
Abu Dhabi C0 UAE
No No No Yes
1763537 Ltd (Cayman) Capital Mdc Intertrust Corp. Services (Cayman) Ltd
190 Elgin Avenue
George Town, Grand Cayman, E9 KY1-9005
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-12-04 15,250 $12.74 1,266,461 No 4 P Indirect See footnote
Class A Common Stock Disposition 2019-05-01 1,266,461 $10.58 0 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. The Reporting Person inadvertently failed to report the acquisition of these shares at the time of acquisition.
  2. 1,266,461 shares were held of record by MDC Capital (Cayman) Limited ("MDC Capital (Cayman)"), as trustee for Fifty First Investment Company LLC. MDC Capital (Cayman) is a direct wholly owned subsidiary of MDC Capital LLC. MDC Capital LLC, MDC Capital (Cayman) and Fifty First Investment Company LLC are controlled subsidiaries of Mubadala Development Company PJSC. Mubadala Development Company PJSC is wholly owned by Mubadala Investment Company PJSC.
  3. On May 1, 2019, in connection with fund reorganization activities, the shares previously beneficially owned by the Reporting Persons were contributed to MIC Capital Partners (Public) Parallel Cayman, LP ("MIC Capital") in a non-cash transaction at a value of $10.58 per share (the "Contribution"). Following the Contribution, the Reporting Persons no longer had beneficial ownership of any shares of the Issuer, but may be considered to have pecuniary interest (without control) in certain shares held by MIC Capital (which such number of shares would be less than 10% of the outstanding class of shares).