Filing Details

Accession Number:
0001209191-19-029440
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-13 18:33:36
Reporting Period:
2019-05-09
Accepted Time:
2019-05-13 18:33:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227636 Neuronetics Inc. STIM Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408320 Peter Donato C/O Neuronetics, Inc.
3222 Phoenixville Pike
Malvern PA 19355
Vice President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-09 6,905 $2.32 20,912 No 4 M Direct
Common Stock Acquisiton 2019-05-09 7,672 $4.64 28,584 No 4 M Direct
Common Stock Acquisiton 2019-05-09 24,051 $3.19 52,635 No 4 M Direct
Common Stock Disposition 2019-05-09 20,469 $15.23 32,166 No 4 S Direct
Common Stock Disposition 2019-05-09 1,878 $15.67 30,288 No 4 S Direct
Common Stock Disposition 2019-05-10 706 $15.30 29,582 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-09 6,905 $0.00 6,905 $2.32
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-09 7,672 $0.00 7,672 $4.64
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-09 24,051 $0.00 24,051 $3.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,667 2027-07-19 No 4 M Direct
23,014 2028-03-15 No 4 M Direct
54,662 2027-04-11 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.4925 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.935 inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.435 inclusive.
  4. Twenty-five percent (25%) of the shares subject to the option vested on July 20, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
  5. Twenty-five percent (25%) of the shares subject to the option vested on March 16, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
  6. Twenty-five percent (25%) of the shares subject to the option vested on April 10 ,2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.