Filing Details
- Accession Number:
- 0001209191-11-017254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-11 09:09:17
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-11
- Accepted Time:
- 2011-03-11 09:09:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840883 | Btu International Inc | BTUI | Special Industry Machinery, Nec (3559) | 042781248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219434 | E John Beard | 194 Glezen Lane Wayland MA 01778 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-09 | 2,000 | $3.30 | 21,597 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 2,252 | $3.33 | 23,849 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-10 | 2,000 | $5.25 | 25,849 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-10 | 2,000 | $11.40 | 23,849 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (right to buy) | Disposition | 2011-03-09 | 2,000 | $0.00 | 2,000 | $3.30 |
| Common Stock | Options (right to buy) | Disposition | 2011-03-09 | 2,252 | $0.00 | 2,252 | $3.33 |
| Common Stock | Options (right to buy) | Disposition | 2011-03-10 | 2,000 | $0.00 | 2,000 | $5.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-26 | No | 4 | M | Direct | |
| 0 | 2010-04-01 | 2014-04-01 | No | 4 | M | Direct |
| 0 | 2011-05-27 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.62, inclusive. The reporting person undertakes to provide to BTU International, any security holder of BTU International, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 500 shares on and after May 26, 2006;500 shares on and after May 26, 2007;500 shares on and after May 26, 2008;500 shares on and after May 26, 2009
- 500 shares on and after May 27, 2005;500 shares on and after May 27, 2006;500 shares on and after May 27, 2007;500 shares on and after May 27, 2008
Billionaire Hedge Funds
