Filing Details
- Accession Number:
- 0001179110-19-005926
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-13 16:16:03
- Reporting Period:
- 2019-05-09
- Accepted Time:
- 2019-05-13 16:16:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88205 | Spx Corp | SPXC | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362469 | Andrew Michael Reilly | C/O Spx Corporation 13320-A Ballantyne Corporate Place Charlotte NC 28277 | Corp. Controller And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-09 | 33,267 | $12.36 | 89,305 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-09 | 9,222 | $12.85 | 98,527 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-09 | 3,410 | $27.40 | 101,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-09 | 45,899 | $32.71 | 56,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option to purchase common stock | Disposition | 2019-05-09 | 33,267 | $0.00 | 33,267 | $12.36 |
| Common Stock | Employee stock option to purchase common stok | Disposition | 2019-05-09 | 9,222 | $0.00 | 9,222 | $12.85 |
| Common Stock | Employee stock option to purchase common stock | Disposition | 2019-05-09 | 3,410 | $0.00 | 3,410 | $27.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-13 | 2025-10-13 | No | 4 | M | Direct |
| 0 | 2019-03-02 | 2026-03-02 | No | 4 | M | Direct |
| 3,410 | 2020-03-01 | 2027-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 843 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option to purchase common stock | $32.69 | 2021-02-22 | 2028-02-22 | 9,329 | 9,329 | Direct |
| Common Stock | Employee stock option to purchase common stock | $36.51 | 2022-02-21 | 2029-02-21 | 8,607 | 8,607 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-22 | 9,329 | 9,329 | Direct |
| 2029-02-21 | 8,607 | 8,607 | Direct |
Footnotes
- Includes unvested restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.465 to $32.93, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Vests as to 100% of the shares on the third anniversary of the grant date.
- Vests in three equal installments beginning on March 2, 2017.
- Vests in three equal installments beginning on March 1, 2018.
- Vests in three equal installments beginning on February 22, 2019.
- Vests in three equal installments beginning on February 21, 2020.
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