Filing Details
- Accession Number:
- 0001551949-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-13 10:36:59
- Reporting Period:
- 2019-05-09
- Accepted Time:
- 2019-05-13 10:36:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551949 | Guggenheim Credit Allocation Fund | GGM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-09 | 2,400 | $20.66 | 12,530 | No | 4 | P | Indirect | Laverne Barnes Roth IRA (Mother) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Laverne Barnes Roth IRA (Mother) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,730 | Indirect | Randall C. Barnes Children's Trust (Jeffrey Erin & Brian) |
| Common Stock | 17,056 | Direct |
Billionaire Hedge Funds
