Filing Details

Accession Number:
0001288847-19-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-10 19:24:24
Reporting Period:
2019-05-08
Accepted Time:
2019-05-10 19:24:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604097 Michael Burkland C/O Five9, Inc. Bishop Ranch 8, 4000
Executive Parkway, Suite 400
San Ramon CA 94583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-08 30,660 $50.35 646,695 No 4 S Indirect By Trust
Common Stock Acquisiton 2019-05-09 21,350 $4.84 101,821 No 4 M Direct
Common Stock Acquisiton 2019-05-09 37,324 $8.13 139,145 No 4 M Direct
Common Stock Disposition 2019-05-09 58,674 $50.05 80,471 No 4 S Direct
Common Stock Disposition 2019-05-09 69,340 $49.78 577,355 No 4 S Indirect By Trust
Common Stock Acquisiton 2019-05-10 59,415 $8.13 139,886 No 4 M Direct
Common Stock Acquisiton 2019-05-10 81,911 $9.48 221,797 No 4 M Direct
Common Stock Disposition 2019-05-10 141,326 $49.96 80,471 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Trust
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-05-09 21,350 $0.00 21,350 $4.84
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-09 37,324 $0.00 37,324 $8.13
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-10 59,415 $0.00 59,415 $8.13
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-10 81,911 $0.00 81,911 $9.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,114 2023-01-25 No 4 M Direct
113,790 2026-03-09 No 4 M Direct
54,375 2026-03-09 No 4 M Direct
161,011 2023-11-22 No 4 M Direct
Footnotes
  1. Mr. Burkland continues to hold 657,826 shares of Common Stock and RSUs, plus stock options to purchase 455,606 shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $50.22, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The option granted on January 25, 2013 is fully vested.
  7. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.
  8. The option granted on November 22, 2013 is fully vested.