Filing Details

Accession Number:
0001403256-19-000138
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-10 16:35:07
Reporting Period:
2019-05-08
Accepted Time:
2019-05-10 16:35:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403256 Och-Ziff Capital Management Group Inc. OZM Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547489 Michael Thomas Sipp C/O Och-Ziff Capital Management Group
9 West 57Th Street
New York NY 10019
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2019-05-08 8,908 $16.04 87,357 No 4 S Direct
Class A Shares Disposition 2019-05-09 7,800 $16.43 79,557 No 4 S Direct
Class A Shares Disposition 2019-05-10 9,708 $17.51 69,849 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The Class A Shares were sold at prices ranging from $15.73 to $16.38. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
  2. The Class A Shares were sold at prices ranging from $15.72 to $17.21. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
  3. The Class A Shares were sold at prices ranging from $16.93 to $18.07. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.