Filing Details

Accession Number:
0000054480-19-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-09 17:06:17
Reporting Period:
2019-05-07
Accepted Time:
2019-05-09 17:06:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490357 J. Michael Naatz Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Evp & Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-07 955 $97.77 18,764 No 4 M Direct
Common Stock Acquisiton 2019-05-07 1,018 $94.23 19,782 No 4 M Direct
Common Stock Acquisiton 2019-05-07 3,851 $82.71 23,633 No 4 M Direct
Common Stock Acquisiton 2019-05-07 2,412 $86.89 26,045 No 4 M Direct
Common Stock Disposition 2019-05-07 8,236 $122.42 17,809 No 4 S Direct
Common Stock Disposition 2019-05-07 3,601 $122.52 14,208 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-05-07 955 $0.00 955 $97.77
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-05-07 1,018 $0.00 1,018 $94.23
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-05-07 3,851 $0.00 3,851 $82.71
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-05-07 2,412 $0.00 2,412 $86.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-20 No 4 M Direct
0 2024-02-19 No 4 M Direct
0 2026-02-18 No 4 M Direct
1,206 2027-02-16 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $119.35 2025-02-17 1,649 1,649 Direct
Common Stock Employee Stock Option (Right to Buy) $105.83 2028-03-05 3,945 3,945 Direct
Common Stock Employee Stock Option (Right to Buy) $110.13 2029-03-04 6,256 6,256 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-02-17 1,649 1,649 Direct
2028-03-05 3,945 3,945 Direct
2029-03-04 6,256 6,256 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $122.50 to $122.5184. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.