Filing Details

Accession Number:
0001645769-19-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-09 16:03:34
Reporting Period:
2019-05-07
Accepted Time:
2019-05-09 16:03:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552033 Transunion TRU Services-Consumer Credit Reporting, Collection Agencies (7320) 611678417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645769 A Christopher Cartwright C/O Transunion
555 West Adams Street
Chicago IL 60661
Evp - Us Information Service No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-07 70,000 $8.57 209,625 No 4 M Direct
Common Stock Disposition 2019-05-07 36,082 $65.86 173,543 No 4 S Direct
Common Stock Acquisiton 2019-05-08 26,475 $0.00 200,018 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2019-05-07 70,000 $0.00 70,000 $8.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
217,301 2023-08-27 No 4 M Direct
Footnotes
  1. Reflects shares received in connection with the exercise of 70,000 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Cartwright retained the remaining 33,918 option shares.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.81 to $66.04, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents a grant of restricted stock units that vest on February 20, 2022.
  4. Represents an initial grant of 719,820 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.