Filing Details

Accession Number:
0000064040-19-000140
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-09 08:52:19
Reporting Period:
2019-05-07
Accepted Time:
2019-05-09 08:52:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639790 Courtney Geduldig 55 Water Street
New York NY 10041
Evp, Public Affairs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-07 2,705 $217.57 7,917 No 4 S Direct
Common Stock Disposition 2019-05-07 1,400 $217.57 1,653 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options (Right to Buy) $77.81 2015-04-01 2024-03-31 437 437 Direct
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 336 336 Direct
Common Stock Restricted Stock Units $0.00 705 705 Direct
Common Stock Restricted Stock Units $0.00 512 512 Direct
Common Stock Restricted Stock Units $0.00 2020-12-01 2020-12-01 242 242 Indirect
Common Stock Restricted Stock Units $0.00 2019-12-31 2019-12-31 276 276 Indirect
Common Stock Restricted Stock Units $0.00 2020-12-31 2020-12-31 377 377 Indirect
Common Stock Restricted Stock Units $0.00 493 493 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-31 437 437 Direct
2019-12-31 336 336 Direct
705 705 Direct
512 512 Direct
2020-12-01 242 242 Indirect
2019-12-31 276 276 Indirect
2020-12-31 377 377 Indirect
493 493 Indirect
Footnotes
  1. The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.
  2. As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
  3. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  4. As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  5. The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  6. As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  7. The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.
  8. The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
  9. The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
  10. The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.