Filing Details
- Accession Number:
- 0001209191-19-028277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-08 17:14:20
- Reporting Period:
- 2019-05-07
- Accepted Time:
- 2019-05-08 17:14:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505512 | Regulus Therapeutics Inc. | RGLS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205903 | H William Rastetter | C/O Regulus Therapeutics Inc. 10628 Science Center Dr., #100 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-07 | 92,889 | $1.08 | 154,223 | No | 4 | P | Indirect | THE RASTETTER FAMILY TRUST DTD 9-2-2010 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | THE RASTETTER FAMILY TRUST DTD 9-2-2010 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrant (Right to Buy) | Acquisiton | 2019-05-07 | 92,889 | $0.13 | 92,889 | $1.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92,889 | 2019-05-07 | 2024-05-07 | No | 4 | P | Indirect |
Billionaire Hedge Funds
