Filing Details

Accession Number:
0000807863-19-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-08 17:04:08
Reporting Period:
2019-05-06
Accepted Time:
2019-05-08 17:04:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
807863 Mitek Systems Inc MITK Computer Peripheral Equipment, Nec (3577) 870418827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590840 E Michael Diamond 600 B Street, Suite 100
San Diego CA 92101
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-06 10,000 $2.34 221,477 No 4 M Direct
Common Stock Disposition 2019-05-06 10,000 $11.00 211,477 No 4 S Direct
Common Stock Acquisiton 2019-05-06 24,672 $2.66 236,149 No 4 M Direct
Common Stock Disposition 2019-05-06 24,672 $11.00 211,477 No 4 S Direct
Common Stock Disposition 2019-05-06 3,915 $11.00 207,562 No 4 S Direct
Common Stock Acquisiton 2019-05-07 115,737 $2.66 323,299 No 4 M Direct
Common Stock Disposition 2019-05-07 115,737 $10.75 207,562 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-05-06 10,000 $0.00 10,000 $2.34
Common Stock Stock Option (Right to Buy) Disposition 2019-05-06 24,672 $0.00 24,672 $2.66
Common Stock Stock Option (Right to Buy) Disposition 2019-05-07 115,737 $0.00 115,737 $2.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-16 2022-11-16 No 4 M Direct
115,737 2015-11-05 2024-11-05 No 4 M Direct
0 2015-11-05 2024-11-05 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0000 - $11.0100, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7500 - $10.8600, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.