Filing Details

Accession Number:
0000064040-19-000136
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-08 14:44:11
Reporting Period:
2019-05-06
Accepted Time:
2019-05-08 14:44:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574918 L Ewout Steenbergen 55 Water Street
New York NY 10041
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-06 3,100 $214.30 15,694 No 4 S Direct
Common Stock Disposition 2019-05-06 1,574 $215.38 14,120 No 4 S Direct
Common Stock Disposition 2019-05-06 1,300 $216.28 12,820 No 4 S Direct
Common Stock Disposition 2019-05-06 2,026 $217.30 10,794 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 1,419 1,419 Direct
Common Stock Restricted Stock Units $0.00 2,450 2,450 Direct
Common Stock Restricted Stock Units $0.00 3,523 3,523 Direct
Common Stock Restricted Stock Units $0.00 6,580 6,580 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-31 1,419 1,419 Direct
2,450 2,450 Direct
3,523 3,523 Direct
6,580 6,580 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.90 to $214.86, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.21 to $215.70, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.93 to $216.89, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.94 to $217.52, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
  6. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  7. As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  8. As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  9. As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting dat
  10. As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019.