Filing Details

Accession Number:
0001209191-19-027832
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-06 19:42:30
Reporting Period:
2019-05-06
Accepted Time:
2019-05-06 19:42:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501756 Adverum Biotechnologies Inc. ADVM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356950 Paul James Scopa C/O Adverum Biotechnologies, Inc.
1035 O'Brien Drive
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-06 20,000 $6.71 20,000 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Footnotes
  1. Shares are held directly by James Paul Scopa and Anne Eunice Kenner, as Trustees of The James P. Scopa and Anne E. Kenner Family Trust.