Filing Details

Accession Number:
0001072627-19-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-06 18:10:34
Reporting Period:
2014-09-17
Accepted Time:
2019-05-06 18:10:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072627 Kingsway Financial Services Inc KFS () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071674 Oakmont Capital Inc 45 St. Clair Avenue West
Suite 400
Toronto Ontario Z4 M4V 1K9
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-17 381,250 $4.50 1,837,500 No 4 X Direct
Common Stock Acquisiton 2014-12-08 25,000 $5.42 1,862,500 No 4 P Direct
Common Stock Acquisiton 2017-12-12 60,000 $5.05 1,922,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrants Disposition 2014-09-17 381,250 $0.00 381,250 $4.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-18 2014-09-19 No 4 X Direct
Footnotes
  1. The Series A Warrants were exercisable at a strike price of $4.50 per warrant.
  2. The original date exercisable was 09/16/2016, which was accelerated upon the issuer's notice on 08/18/2014 to redeem the Series A Warrants. The expiration date was also accelerated from 09/15/2020 to 09/19/2014 in connection with such notice.