Filing Details

Accession Number:
0001127602-19-017431
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-06 16:10:07
Reporting Period:
2019-05-02
Accepted Time:
2019-05-06 16:10:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407695 J Antonio Pietri C/O Aspen Technology, Inc.
20 Crosby Drive
Bedford MA 01730
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-02 2,253 $44.38 227,577 No 4 M Direct
Common Stock Acquisiton 2019-05-02 44,754 $32.54 272,331 No 4 M Direct
Common Stock Disposition 2019-05-02 44,754 $119.30 227,577 No 4 S Direct
Common Stock Disposition 2019-05-03 14,180 $120.19 213,397 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-05-02 2,253 $0.00 2,253 $44.38
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-05-02 44,754 $0.00 44,754 $32.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,433 2025-08-02 No 4 M Direct
0 2023-07-31 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.00 to $119.81, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.845, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The option granted at the exercise price of $44.38 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2015.
  4. The option granted at the exercise price of $32.54 became exercisable in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2013.