Filing Details
- Accession Number:
- 0001562180-19-002603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-06 14:52:22
- Reporting Period:
- 2019-05-02
- Accepted Time:
- 2019-05-06 14:52:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421898 | Christopher Edmonds-Waters | 3005 Tasman Drive Santa Clara CA 95054 | Chief Human Resources Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-02 | 236 | $0.00 | 3,896 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-02 | 172 | $0.00 | 4,068 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-02 | 553 | $178.39 | 4,621 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-02 | 805 | $105.18 | 5,426 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-02 | 805 | $249.57 | 4,621 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-02 | 166 | $249.57 | 4,455 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-02 | 553 | $249.57 | 3,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-02 | 118 | $255.42 | 3,784 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-05-02 | 86 | $255.42 | 3,698 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-05-02 | 236 | $0.00 | 236 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-05-02 | 172 | $0.00 | 172 | $0.00 |
| Common Stock | Stock Option | Disposition | 2019-05-02 | 553 | $0.00 | 553 | $178.39 |
| Common Stock | Stock Option | Disposition | 2019-05-02 | 805 | $0.00 | 805 | $105.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 235 | 2023-05-02 | No | 4 | M | Direct | |
| 342 | 2024-05-02 | No | 4 | M | Direct | |
| 1,105 | 2024-05-02 | No | 4 | M | Direct | |
| 804 | 2023-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,917 | Indirect | By 401(k)/ESOP |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 5, 2019.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- 25%/4yr beginning on 02-May-2016.
- 25%/4yr beginning on 02-May-2017.
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