Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-05-03 12:40:10
Reporting Period:
Accepted Time:
2019-05-03 12:40:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
56873 Kroger Co KR Retail-Grocery Stores (5411) 310345740
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186592 Joseph Michael Donnelly The Kroger Co.
1014 Vine Street
Cincinnati OH 45202
Executive Vp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-01 10,916 $10.08 351,095 No 4 M Direct
Common Stock Disposition 2019-05-01 10,916 $25.83 340,179 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2019-05-01 10,916 $0.00 10,916 $10.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,084 2020-06-24 No 4 M Direct
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2019.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $26.04, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. Between January 1, 2019 and March 31, 2019, the reporting person acquired 262.1621 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
  4. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.