Filing Details
- Accession Number:
- 0001127602-19-017152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-02 20:27:28
- Reporting Period:
- 2019-05-01
- Accepted Time:
- 2019-05-02 20:27:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1574135 | Pivotal Software Inc. | PVTL | Services-Prepackaged Software (7372) | 943094578 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737528 | William Cook | C/O Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco CA 94103 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-05-01 | 30,000 | $5.06 | 548,659 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-01 | 30,000 | $21.11 | 518,659 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2019-05-01 | 30,000 | $0.00 | 30,000 | $5.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 374,266 | 2023-06-28 | No | 4 | M | Direct |
Footnotes
- The figures in this column reflect an adjustment to correct a clerical error. The number of shares underlying a grant of restricted stock units ("RSUs") made to the reporting person on April 17, 2019 is being adjusted from 218,631 to 218,659.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
- This transaction was executed in multiple trades at prices ranging from $20.87 to $21.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The stock options were granted on June 28, 2013 and are fully vested.
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