Filing Details
- Accession Number:
- 0001209191-19-027107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-02 18:52:58
- Reporting Period:
- 2019-04-30
- Accepted Time:
- 2019-05-02 18:52:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393818 | Blackstone Group L.p. | BX | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394691 | J Bennett Goodman | C/O The Blackstone Group 345 Park Avenue New York NY 10154 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partner Interests | Acquisiton | 2019-04-30 | 250,000 | $0.00 | 250,000 | No | 4 | C | Direct | |
| Common Units Representing Limited Partner Interests | Acquisiton | 2019-04-30 | 250,000 | $0.00 | 430,319 | No | 4 | C | Indirect | See footnote |
| Common Units Representing Limited Partner Interests | Disposition | 2019-04-30 | 250,000 | $0.00 | 180,319 | No | 4 | G | Indirect | See footnote |
| Common Units Representing Limited Partner Interests | Disposition | 2019-05-01 | 15,000 | $40.04 | 235,000 | No | 4 | S | Direct | |
| Common Units Representing Limited Partner Interests | Disposition | 2019-05-02 | 100,000 | $39.51 | 135,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | See footnote |
| No | 4 | G | Indirect | See footnote |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partner Interests | Blackstone Holdings partnership units | Disposition | 2019-04-30 | 250,000 | $0.00 | 250,000 | $0.00 |
| Common Units Representing Limited Partner Interests | Blackstone Holdings partnership units | Disposition | 2019-04-30 | 250,000 | $0.00 | 250,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,456,946 | No | 4 | C | Direct | ||
| 1,288,008 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Units Representing Limited Partner Interests | 176,773 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partner Interests | Blackstone Holdings partnership units | $0.00 | 199,542 | 199,542 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 199,542 | 199,542 | Indirect |
Footnotes
- Pursuant to an exchange agreement, the Reporting Person exchanged 250,000 Blackstone Holdings partnership units (as defined below) for an equal number of common units of The Blackstone Group L.P.
- These units are held by two limited liability companies, of which the Reporting Person is a manager.
- The Reporting Person donated 250,000 Blackstone common units to a charitable organization.
- The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $40.04 to $40.07, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
- The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $39.415 to $39.62, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
- These units are held by a limited liability company, of which the Reporting Person's spouse is the manager.
- A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2019 other than pursuant to transactions or programs approved by Blackstone.
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