Filing Details

Accession Number:
0001567619-19-009475
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-30 16:57:00
Reporting Period:
2019-04-29
Accepted Time:
2019-04-30 16:57:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512499 Lindblad Expeditions Holdings Inc. LIND Transportation Services (4700) 274749725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639447 Trey Byus 96 Morton Street
New York NY 10014
Chief Expedition Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-04-29 100 $16.25 216,695 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 8,926 8,926 Direct
Common Stock Restricted Stock Units $0.00 5,116 5,115 Direct
Common Stock Restricted Stock Units $0.00 9,287 9,287 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
8,926 8,926 Direct
5,116 5,115 Direct
9,287 9,287 Direct
Footnotes
  1. Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
  2. The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.
  3. The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.
  4. The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.