Filing Details
- Accession Number:
- 0001209191-19-026450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-29 17:57:37
- Reporting Period:
- 2019-04-26
- Accepted Time:
- 2019-04-29 17:57:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529124 | Rodney Whitwell | 400 Rella Blvd Montebello NY 10901 | Sevp/Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-04-26 | 14,500 | $20.99 | 91,252 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-26 | 12,000 | $20.99 | 117,752 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-26 | 12,000 | $20.99 | 105,752 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-26 | 16,028 | $20.99 | 80,567 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-04-26 | 14,500 | $9.00 | 101,724 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-26 | 12,000 | $8.73 | 87,224 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-26 | 12,000 | $6.86 | 119,067 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-26 | 16,028 | $11.36 | 129,752 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-04-26 | 14,500 | $0.00 | 14,500 | $9.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-04-26 | 12,000 | $0.00 | 12,000 | $6.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-04-26 | 12,000 | $0.00 | 12,000 | $8.73 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-04-26 | 16,028 | $0.00 | 16,028 | $11.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-11-20 | No | 4 | M | Direct | |
| 0 | 2021-08-15 | No | 4 | M | Direct | |
| 0 | 2022-03-27 | No | 4 | M | Direct | |
| 0 | 2023-10-24 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 14,500 shares, became exercisable in three equal annual installments beginning on 11/20/2013, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 12,000 shares, became exercisable in four equal annual installments beginning on 8/15/2012, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 12,000 shares, became exercisable in three equal annual installments beginning on 3/27/2013, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 16,028 shares, became exercisable in three equal annual installments beginning on 10/24/2014, which was the first anniversary of the date on which the option was granted.
Billionaire Hedge Funds
