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Filing Details

Accession Number:
0001437749-19-007970
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-25 17:27:53
Reporting Period:
2019-04-24
Accepted Time:
2019-04-25 17:27:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136174 Catasys Inc. CATS Services-Misc Health & Allied Services, Nec (8090) 880464853
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378591 E David Smith C/o Coast Asset Management, Llc
11150 Santa Monica Boulevard, Suite 1400
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2019-04-24 58,984 $14.61 1,735,210 No 4 S Indirect Through Shamus, LLC
Common Stock, Par Value $0.0001 Per Share Disposition 2019-04-25 76,789 $15.28 1,658,421 No 4 S Indirect Through Shamus, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Shamus, LLC
No 4 S Indirect Through Shamus, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.96 to $15.2025. The Reporting Person undertakes to provide Catasys, Inc., any security holder of Catasys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.76. The Reporting Person undertakes to provide Catasys, Inc., any security holder of Catasys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.