Filing Details
- Accession Number:
- 0000899243-19-011083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 19:59:01
- Reporting Period:
- 2019-04-23
- Accepted Time:
- 2019-04-24 19:59:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1585521 | Zoom Video Communications Inc. | ZM | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526541 | Emergence Capital Partners Iii, L.p. | 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No | |
| 1589115 | Emergence Gp Partners, Llc | 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No | |
| 1691097 | Ezp Opportunity, L.p. | 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No | |
| 1773418 | Red Porphyry, Llc | 635 Knight Way Stanford CA 94305 | No | No | Yes | No | |
| 1773803 | Emergence Equity Partners Iii, L.p. | 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-04-23 | 622,082 | $0.00 | 622,082 | No | 4 | C | Indirect | By Emergence Capital Partners III, L.P. |
| Class A Common Stock | Disposition | 2019-04-23 | 622,082 | $34.20 | 0 | No | 4 | S | Indirect | By Emergence Capital Partners III, L.P. |
| Class A Common Stock | Acquisiton | 2019-04-23 | 75,777 | $0.00 | 75,777 | No | 4 | C | Indirect | By EZP Opportunity, L.P. |
| Class A Common Stock | Disposition | 2019-04-23 | 75,777 | $34.20 | 0 | No | 4 | S | Indirect | By EZP Opportunity, L.P. |
| Class A Common Stock | Acquisiton | 2019-04-23 | 214,167 | $0.00 | 214,167 | No | 4 | C | Indirect | By Red Porphyry, LLC |
| Class A Common Stock | Disposition | 2019-04-23 | 214,167 | $34.20 | 0 | No | 4 | S | Indirect | By Red Porphyry, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Emergence Capital Partners III, L.P. |
| No | 4 | S | Indirect | By Emergence Capital Partners III, L.P. |
| No | 4 | C | Indirect | By EZP Opportunity, L.P. |
| No | 4 | S | Indirect | By EZP Opportunity, L.P. |
| No | 4 | C | Indirect | By Red Porphyry, LLC |
| No | 4 | S | Indirect | By Red Porphyry, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Series A Convertible Preferred Stock | Disposition | 2019-04-23 | 4,000,000 | $0.00 | 4,000,000 | $0.00 |
| Class B Common Stock | Series C Convertible Preferred Stock | Disposition | 2019-04-23 | 22,908,848 | $0.00 | 22,908,848 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-23 | 26,908,848 | $0.00 | 26,908,848 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-23 | 622,082 | $0.00 | 622,082 | $0.00 |
| Class B Common Stock | Series A Convertible Preferred Stock | Disposition | 2019-04-23 | 324,744 | $0.00 | 324,744 | $0.00 |
| Class B Common Stock | Series D Convertible Preferred Stock | Disposition | 2019-04-23 | 2,850,724 | $0.00 | 2,850,724 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-23 | 3,175,468 | $0.00 | 3,175,468 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-23 | 75,777 | $0.00 | 75,777 | $0.00 |
| Class B Common Stock | Series A Convertible Preferred Stock | Disposition | 2019-04-23 | 98,896 | $0.00 | 98,896 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-23 | 98,896 | $0.00 | 98,896 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-23 | 214,167 | $0.00 | 214,167 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 26,908,848 | No | 4 | C | Indirect | ||
| 26,286,766 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 3,277,836 | No | 4 | C | Indirect | ||
| 3,202,059 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 214,167 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock.
- Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
- The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which the Reporting Persons sold shares to the underwriters, which is net of underwriting commissions.
- Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
- Shares held directly by Red Porphyry, LLC ("Red Porphyry"). Red Porphyry is filing this report solely by virtue of having appointed Emergence as its proxy with respect to the shares held directly by Red Porphyry. Such proxy is irrevocable until the earliest to occur of the six-month anniversary of the IPO (as defined below), the sale of all or substantially all assets of the Issuer, or certain mergers involving the Issuer. Each of the Reporting Persons on this filing (other than Red Porphyry) disclaims Section 16 beneficial ownership of the shares held by Red Porphyry, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
- Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date.
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