Filing Details

Accession Number:
0000919574-19-003008
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-22 17:19:41
Reporting Period:
2019-04-17
Accepted Time:
2019-04-22 17:19:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1611110 Medley Management Inc. MDLY () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
944774 Jam Partners, L.p. 11 East 26Th Street
Suite 1900
New York NY 10010
No No Yes No
1166408 Sy Jacobs 11 East 26Th Street
Suite 1900
New York NY 10010
No No Yes No
1351063 Jacobs Asset Management, Llc 11 East 26Th Street
Suite 1900
New York NY 10010
No No Yes No
1760887 Jam Managers, Llc 11 East 26Th Street
Suite 1900
New York NY 10010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Disposition 2019-04-17 300 $3.40 626,054 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. The securities are held in account(s) managed indirectly by Jacobs Asset Management, LLC (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
  2. The securities are held in the account of JAM Partners, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s), by JAM Managers, LLC, as the General Partner of JAM Partners, L.P. and Sy Jacobs, as the Managing Member of the Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.