Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-04-18 15:20:25
Reporting Period:
Accepted Time:
2019-04-18 15:20:25
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
108516 Worthington Industries Inc WOR Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 311189815
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184881 A Sidney Ribeau Worthington Industries, Inc.
200 Old Wilson Bridge Road
Columbus OH 43085
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-04-18 9,750 $13.90 52,369 No 4 M Direct
Common Shares Disposition 2019-04-18 9,750 $40.41 42,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Non-qualified Stock Option Disposition 2019-04-18 9,750 $0.00 9,750 $13.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-09-30 2019-09-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Phantom Stock $0.00 0 16,913 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 16,913 Direct
  1. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 30, 2009) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.
  2. The accounts track common shares on a one-for-one basis.
  3. Prior to October 1, 2014, the account balances related to the theoretical common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.
  4. The Company amended its Amended and Restated 2005 Deferred Compensation Plan for Outside Directors (the "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company Common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.
  5. The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestmentfeature of Worthington Industries, Inc.'s Deferred Compensation Plan for Directors.