Filing Details

Accession Number:
0001213900-19-006614
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-17 16:58:16
Reporting Period:
2019-02-06
Accepted Time:
2019-04-17 16:58:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644903 Level Brands Inc. LEVB Perfumes, Cosmetics & Other Toilet Preparations (2844) 473414576
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721647 Erik Sterling 5505 Kalanianaole Hwy
Honolulu HI 96821
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2019-02-06 15,000 $0.00 25,000 No 4 G Direct
Common Stock, Par Value $0.001 Per Share Disposition 2019-04-16 25,000 $4.00 0 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2019-04-16 166,667 $4.00 0 No 4 S Indirect By Sterling Winters Trust
Common Stock, Par Value $0.001 Per Share Disposition 2019-04-16 283,000 $4.00 0 No 4 S Indirect By EE1 Holdings, LLC
Common Stock, Par Value $0.001 Per Share Disposition 2019-04-16 583,000 $4.00 0 No 4 S Indirect By IM1 Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
No 4 S Indirect By Sterling Winters Trust
No 4 S Indirect By EE1 Holdings, LLC
No 4 S Indirect By IM1 Holdings, LLC
Footnotes
  1. The shares are held of record by Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). The reporting person is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. The reporting person disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein.
  2. The shares are held of record by EE1 Holdings, LLC ("EE1 Holdings"). The Trust is the manager of EE1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by EE1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by EE1 Holdings except to the extent of his pecuniary interest therein.
  3. The shares are held of record by IM1 Holdings, LLC ("IM1 Holdings"). The Trust is the manager of IM1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by IM1 Holdings except to the extent of his pecuniary interest therein.