Filing Details

Accession Number:
0001225208-19-006848
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-16 17:41:06
Reporting Period:
2019-04-15
Accepted Time:
2019-04-16 17:41:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
19617 Jpmorgan Chase & Co JPM National Commercial Banks (6021) 132624428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539649 B Douglas Petno 383 Madison Avenue
New York NY 10179-0001
Ceo Commercial Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-15 78,452 $46.58 259,386 No 4 M Direct
Common Stock Disposition 2019-04-15 18,303 $109.74 241,083 No 4 S Direct
Common Stock Disposition 2019-04-15 57,285 $110.06 183,798 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2019-04-15 78,452 $0.00 78,452 $46.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2023-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 183,798 Direct
Common Stock 118,868 Indirect By GRATs
Footnotes
  1. Sale pursuant to 10b5-1 Plan dated February 14, 2019.
  2. Amount owned directly includes 14,792 shares transferred from a Grantor Retained Annuity Trust to the Grantor on April 15, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
  3. Excercise of SARs pursuant to 10b5-1 Plan dated April 15, 2019.
  4. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.