Filing Details

Accession Number:
0001181431-11-016125
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-07 17:16:06
Reporting Period:
2011-03-03
Filing Date:
2011-03-07
Accepted Time:
2011-03-07 17:16:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108320 Smtc Corp SMTX Printed Circuit Boards (3672) 980197680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381963 George Donald Simpson 635 Hood Road
Markham A6 L3R 4N6
Senior Vp Manuf. & Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-03 6,685 $0.70 6,685 No 4 M Direct
Common Stock Acquisiton 2011-03-03 10,835 $1.00 17,520 No 4 M Direct
Common Stock Disposition 2011-03-03 17,520 $3.71 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Purchase Common Stock Disposition 2011-03-03 6,685 $0.00 6,685 $0.70
Common Stock Employee Stock Option to Purchase Common Stock Disposition 2011-03-03 10,835 $0.00 10,835 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,666 2013-11-10 No 4 M Direct
39,165 2014-11-10 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The sale price reported in this Form 4 was between the range of $3.7 per share and $3.73 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
  3. One third of the options vested on November 10, 2009, one third of the options vested on November 10, 2010 and one third of the options will vest on November 10, 2011, such that all of the options will be fully vested on November 10, 2011.
  4. One third of the options vested on November 10, 2010, one third of the options will vest on November 10, 2011 and one third of the options will vest on November 10, 2012, such that all of the options will be fully vested on November 10, 2012.