Filing Details

Accession Number:
0000899243-19-010617
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-12 19:48:32
Reporting Period:
2019-04-12
Accepted Time:
2019-04-12 19:48:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721150 Sasha King C/O Caredx, Inc.
3260 Bayshore Boulevard
Brisbane CA 94005
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-12 1,250 $1.00 75,137 No 4 M Direct
Common Stock Acquisiton 2019-04-12 1,041 $1.07 76,178 No 4 M Direct
Common Stock Acquisiton 2019-04-12 416 $2.80 76,594 No 4 M Direct
Common Stock Acquisiton 2019-04-12 4,167 $5.90 80,761 No 4 M Direct
Common Stock Acquisiton 2019-04-12 5,833 $6.31 86,594 No 4 M Direct
Common Stock Disposition 2019-04-12 10,000 $29.81 76,594 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-04-12 1,250 $0.00 1,250 $1.00
Common Stock Employee Stock Option (right to buy) Disposition 2019-04-12 1,041 $0.00 1,041 $1.07
Common Stock Employee Stock Option (right to buy) Disposition 2019-04-12 416 $0.00 416 $2.80
Common Stock Employee Stock Option (right to buy) Disposition 2019-04-12 4,167 $0.00 4,167 $5.90
Common Stock Employee Stock Option (right to buy) Disposition 2019-04-12 5,833 $0.00 5,833 $6.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2027-04-21 No 4 M Direct
5,417 2027-06-09 No 4 M Direct
4,028 2027-09-01 No 4 M Direct
25,833 2027-10-27 No 4 M Direct
14,167 2028-01-19 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $31.43, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  3. 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  4. 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  5. 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  6. 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  7. 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.