Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-04-11 16:40:28
Reporting Period:
Accepted Time:
2019-04-11 16:40:28
Original Submission Date:
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
771266 Kopin Corp KOPN Semiconductors & Related Devices (3674) 042833935
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215840 Andrew Chapman C/o Kopin Corporation
125 North Drive
Westborough MA 01581
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-13 9,622 $1.67 121,622 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.66 to $1.69, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. On May 13, 2016, the reporting person filed a Form 4 that inadvertently reported that, after giving effect to the transaction reported thereon, he owned 133,244 shares; however, the correct beneficial ownership after giving effect to the transaction reported thereon was 123,622.
  3. The reporting person failed to file a Form 4 on November 30, 2010 for the disposal of 2,000 shares. The number of shares beneficially owned reported on this Form 4 reflects the 2,000 share disposal.