Filing Details

Accession Number:
0001493152-19-005148
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-11 12:11:36
Reporting Period:
2019-04-10
Accepted Time:
2019-04-11 12:11:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100397 Advaxis Inc. ADXS Pharmaceutical Preparations (2834) 841521955
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305979 Roni Appel 305 College Road East
Princeton NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-10 3,000 $3.80 13,476 No 4 P Indirect See note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See note
Footnotes
  1. Represents a voluntary at market stock purchase by the reporting person on the open market.
  2. The shares were purchased by RS Group LLC of which the reporting person is a majority owner.