Filing Details
- Accession Number:
- 0001246360-19-001215
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-04-10 17:56:11
- Reporting Period:
- 2019-03-12
- Accepted Time:
- 2019-04-10 17:56:11
- Original Submission Date:
- 2019-03-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398113 | A Joseph Jolson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-03-12 | 3,150 | $4.05 | 4,960,730 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Jolson 1991 Trust |
Footnotes
- Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person.
- The original Form 4, filed on March 12, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on March 12, 2019 as a total of 3,510 shares purchased when in fact 3,150 shares of the Issuer's common shares were purchased. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 360 shares.
- Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.
Billionaire Hedge Funds
