Filing Details
- Accession Number:
- 0001707925-19-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-10 10:39:09
- Reporting Period:
- 2019-04-08
- Accepted Time:
- 2019-04-10 10:39:09
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190775 | F Stephen Angel | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-04-08 | 218,175 | $97.84 | 389,258 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-04-08 | 163,181 | $184.62 | 226,077 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2019-04-08 | 54,994 | $184.46 | 171,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2019-04-08 | 218,175 | $0.00 | 218,175 | $97.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 2,268 | Indirect | In trust for children |
| Ordinary Shares | 68,384 | Indirect | Grantor Retained Annuity Trust |
| Ordinary Shares | 39,285 | Indirect | Angel Descendants Trust |
| Ordinary Shares | 7,746 | Indirect | 2012 Descendants Trust |
| Ordinary Shares | 10,405 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | $0.00 | 15,755 | 15,755 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 38,270 | 38,270 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 29,580 | 29,580 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 47,632 | 47,632 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 30,215 | 30,215 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 32,580 | 32,580 | Direct | ||
| Ordinary Shares | Stock Option (right to buy) | $176.63 | 2029-03-20 | 177,605 | 177,605 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $109.68 | 2022-02-28 | 236,510 | 236,510 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $110.58 | 2023-02-26 | 187,015 | 187,015 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $128.80 | 2024-02-25 | 203,930 | 203,930 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $128.38 | 2025-02-24 | 261,075 | 261,075 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $102.22 | 2026-02-23 | 416,355 | 416,355 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $118.71 | 2027-02-28 | 435,850 | 435,850 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $154.00 | 2028-02-27 | 318,780 | 318,780 | Direct | |
| Ordinary Shares | Deferred Stock Units | $0.00 | 100,612 | 100,612 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,755 | 15,755 | Direct | |
| 38,270 | 38,270 | Direct | |
| 29,580 | 29,580 | Direct | |
| 47,632 | 47,632 | Direct | |
| 30,215 | 30,215 | Direct | |
| 32,580 | 32,580 | Direct | |
| 2029-03-20 | 177,605 | 177,605 | Direct |
| 2022-02-28 | 236,510 | 236,510 | Direct |
| 2023-02-26 | 187,015 | 187,015 | Direct |
| 2024-02-25 | 203,930 | 203,930 | Direct |
| 2025-02-24 | 261,075 | 261,075 | Direct |
| 2026-02-23 | 416,355 | 416,355 | Direct |
| 2027-02-28 | 435,850 | 435,850 | Direct |
| 2028-02-27 | 318,780 | 318,780 | Direct |
| 100,612 | 100,612 | Direct |
Footnotes
- This stock option was exercised pursuant to a Rule 10b5-1 Plan dated March 29, 2019.
- Ordinary shares withheld from the stock option exercise to pay exercise price and taxes.
- Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on February 23, 2019 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- This options vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
- Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") pursuant to a prior election to defer compensation. The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.
Billionaire Hedge Funds
