Filing Details

Accession Number:
0001140361-11-014766
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-07 16:33:22
Reporting Period:
2011-03-03
Filing Date:
2011-03-07
Accepted Time:
2011-03-07 16:33:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKBD Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313291 Kristen A Johnson Rockville Financial New, Inc.
1645 Ellington Road
South Windsor CT 06074
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-03 9,626 $0.00 9,626 No 4 J Direct
Common Stock Acquisiton 2011-03-03 10,631 $0.00 10,631 No 4 J Indirect By Rockville Bank 401(k) Plan
Common Stock Acquisiton 2011-03-03 5,122 $0.00 5,122 No 4 J Indirect By Rockville Bank ESOP Plan
Common Stock Acquisiton 2011-03-03 10,000 $10.00 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect By Rockville Bank 401(k) Plan
No 4 J Indirect By Rockville Bank ESOP Plan
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2011-03-03 5,308 $0.00 5,308 $7.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,308 2010-11-15 2020-11-15 No 4 J Direct
Footnotes
  1. Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
  2. Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.