Filing Details

Accession Number:
0001593968-19-000940
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-04-08 10:15:59
Reporting Period:
2019-04-02
Accepted Time:
2019-04-08 10:15:59
Original Submission Date:
2019-04-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1730249 Jr Robert R. Funderburg 1201 Network Centre Drive
Effingham IL 62401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-04-02 7,058 $24.06 407,297 No 4 S Indirect Irrevocable Trust(s)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Irrevocable Trust(s)
Footnotes
  1. Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 - $24.30 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  3. Previously incorrectly reported as an acquisition.
  4. The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.