Filing Details
- Accession Number:
- 0001437749-19-006626
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-04-04 21:15:59
- Reporting Period:
- 2018-05-21
- Accepted Time:
- 2019-04-04 21:15:59
- Original Submission Date:
- 2019-04-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1098146 | Patriot National Bancorp Inc | PNBK | National Commercial Banks (6021) | 061559137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626266 | Frederick Staudmyer | C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901 | Secretary And Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-21 | 200 | $3,900.00 | 5,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-05 | 300 | $6,000.00 | 5,027 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 200 | $3,960.00 | 4,827 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-23 | 300 | $5,880.00 | 4,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-06 | 200 | $3,940.00 | 4,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-11 | 100 | $2,155.00 | 4,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-27 | 100 | $1,750.00 | 4,127 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-01 | 400 | $5,780.00 | 3,727 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-05 | 400 | $6,000.00 | 3,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-08 | 400 | $5,784.00 | 2,927 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-12 | 275 | $4,048.00 | 2,652 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-04-01 | 551 | $0.00 | 3,203 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- On April 1, 2019, the Reporting Person was granted 551 shares of the Issuer's common stock which vest annually in equal installments over three years (183 shares, 184 shares and 184 shares respectively as of December 31, 2019, 2020 and 2021).
- The Form 4 filed by the Reporting Person on April 3, 2019 disclosed that since the previous filing on May 29, 2018 (as of which day the Reporting Person owned a total of 5,527 shares), the Reporting Person sold a total of 2,875 shares of the Issuer's common stock. This amendment is being filed to disclose the information of the sales of such 2,875 shares.
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