Filing Details

Accession Number:
0001104659-19-019949
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-04-04 16:08:07
Reporting Period:
2015-11-06
Accepted Time:
2019-04-04 16:08:07
Original Submission Date:
2019-02-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1066194 Egain Corp EGAN Services-Prepackaged Software (7372) 770466366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1108720 A Brett Shockley 1252 Borregas Avenue
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-19 48,684 $3.74 48,684 No 4 M Direct
Common Stock Disposition 2019-02-19 48,684 $11.56 0 No 4 S Direct
Common Stock Acquisiton 2019-02-20 1,316 $3.74 1,316 No 4 M Direct
Common Stock Acquisiton 2019-02-20 5,231 $2.50 6,547 No 4 M Direct
Common Stock Acquisiton 2019-02-20 500 $4.34 7,047 No 4 M Direct
Common Stock Disposition 2019-02-20 7,047 $11.51 0 No 4 S Direct
Common Stock Acquisiton 2019-02-21 5,793 $2.50 5,793 No 4 M Direct
Common Stock Disposition 2019-02-21 5,793 $11.83 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2015-11-06 500 $4.34 500 $4.34
Common Stock Stock Option (right to buy) Disposition 2019-02-19 48,684 $0.00 48,684 $3.74
Common Stock Stock Option (right to buy) Disposition 2019-02-20 1,316 $0.00 1,316 $3.74
Common Stock Stock Option (right to buy) Disposition 2019-02-20 5,231 $0.00 5,231 $2.50
Common Stock Stock Option (right to buy) Disposition 2019-02-20 500 $0.00 500 $4.34
Common Stock Stock Option (right to buy) Disposition 2019-02-21 5,793 $0.00 5,793 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500 2025-11-06 No 4 A Direct
1,316 2025-05-15 No 4 M Direct
0 2025-05-15 No 4 M Direct
57,060 2027-09-19 No 4 M Direct
0 2025-11-06 No 4 M Direct
51,267 2027-09-19 No 4 M Direct
Footnotes
  1. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  2. Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70.
  3. Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55.
  4. Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.89.
  5. The options, representing a right to purchase a total of 500 shares, became exercisable on November 6, 2016.
  6. The options, representing a right to purchase a total of 50,000 shares, became exercisable beginning on January 12, 2015 over four years at the rate of 1/48th of the total shares each month.
  7. The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.