Filing Details

Accession Number:
0001127602-11-009149
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-07 14:26:28
Reporting Period:
2011-03-04
Filing Date:
2011-03-07
Accepted Time:
2011-03-07 14:26:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511120 Alfredo Gomez 10420 Research Road Se
Albuquerque NM 87123
Gen. Counsel And Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Emcore Common Stock Acquisiton 2011-03-04 165 $3.03 50,373 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Emcore Common Stock 4,555 Indirect By Trust 401(k)
Footnotes
  1. Shares were purchased under the Company's Director and Officer Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d).
  2. Includes 50,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012.
  3. Shares attributable to Company 401(k) account as of December 31, 2010.