Filing Details

Accession Number:
0001127602-19-014154
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-02 16:24:04
Reporting Period:
2019-04-01
Accepted Time:
2019-04-02 16:24:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
711404 Cooper Companies Inc COO Ophthalmic Goods (3851) 942657368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745856 D Robert Auerbach C/O The Cooper Companies, Inc.
6140 Stoneridge Mall Road, Suite 590
Pleasanton CA 94588
President, Csi No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-01 2,416 $131.60 4,954 No 4 M Direct
Common Stock Acquisiton 2019-04-01 2,046 $175.31 7,000 No 4 M Direct
Common Stock Acquisiton 2019-04-01 864 $229.66 7,864 No 4 M Direct
Common Stock Disposition 2019-04-01 5,326 $300.00 2,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-04-01 2,416 $0.00 2,416 $131.60
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-04-01 2,046 $0.00 2,046 $175.31
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-04-01 864 $0.00 864 $229.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,416 2025-12-09 No 4 M Direct
3,067 2026-12-13 No 4 M Direct
3,454 2027-12-12 No 4 M Direct
Footnotes
  1. 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.
  2. 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.
  3. 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.