Filing Details

Accession Number:
0001104659-19-019024
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-01 17:31:20
Reporting Period:
2019-03-28
Accepted Time:
2019-04-01 17:31:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1655759 Arvinas Inc. ARVN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219014 M Scott Rocklage 501 Second Street, Suite 350
San Francisco CA 94107
No No Yes No
1240357 D John Diekman 501 Second Street, Suite 350
San Francisco CA 94107
No No Yes No
1456890 5Am Ventures Iii, L.p. 501 Second Street, Suite 350
San Francisco CA 94107
No No Yes No
1478660 5Am Co-Investors Iii, L.p. 501 Second Street, Suite 350
San Francisco CA 94107
No No Yes No
1555953 5Am Partners Iii, Llc 501 Second Street, Suite 350
San Francisco CA 94107
No No Yes No
1598549 J. Andrew Schwab 501 Second Street, Suite 350
San Francisco CA 94107
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-28 352,056 $14.16 4,512,136 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-03-28 9,073 $14.16 116,287 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. These Securities are held of record by 5AM Ventures III, L.P. ("Ventures III").
  2. These Securities are held of record by 5AM Co-Investors III, L.P. ("Co-Investors III").
  3. 5AM Partners III, LLC ("Partners III") is the sole general partner of Ventures III and Co-Investors III. Dr. John D. Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners III, and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures III and Co-Investors III. Each of Partners III, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.