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Home > Insider Trading > Filing (0001732966-19-000001)

Filing Details

Accession Number:: 0001732966-19-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-28 13:22:07
Reporting Period:: 2019-02-27

Accepted Time:: 2019-03-28 13:22:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703117	Vivaldi Opportunities Fund	VAM	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1732966	P Michael Peck	C/O Umb Fund Services, Inc. 235 West Galena Street Milwaukee WI 53212	President	No	Yes	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2019-02-27	1,000	$13.74	1,000	No	4	P	Indirect	401k

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	401k

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	215,339	Indirect	Vivaldi Holdings LLC
Common Shares	6,723	Indirect	Vivaldi Capital Management LLC
Common Shares	107	Indirect	Bear Creek Ventures LLC