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Filing Details

Accession Number:: 0000899243-19-009071
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-27 21:00:43
Reporting Period:: 2019-03-25

Accepted Time:: 2019-03-27 21:00:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	Services-Prepackaged Software (7372)	205530976

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1649999	Jason Pressman	2440 Sand Hill Road, Suite 300 Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-03-25	3,000,000	$0.00	3,000,000	No	4	C	Indirect	By Shasta Ventures II, L.P.
Class A Common Stock	Disposition	2019-03-25	3,000,000	$0.00	0	No	4	J	Indirect	By Shasta Ventures II, L.P.
Class A Common Stock	Acquisiton	2019-03-25	188,294	$0.00	188,294	No	4	J	Indirect	Shasta Ventures II GP, LLC
Class A Common Stock	Disposition	2019-03-25	185,297	$0.00	3,997	No	4	J	Indirect	Shasta Ventures II GP, LLC
Class A Common Stock	Acquisiton	2019-03-25	39,872	$0.00	42,992	No	4	J	Indirect	By The 2016 Jason Pressman Trust U/D/T March 8, 2016
Class A Common Stock	Disposition	2019-03-26	1,040	$19.76	41,952	No	4	S	Indirect	By The 2016 Jason Pressman Trust U/D/T March 8, 2016

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Shasta Ventures II, L.P.
No	4	J	Indirect	By Shasta Ventures II, L.P.
No	4	J	Indirect	Shasta Ventures II GP, LLC
No	4	J	Indirect	Shasta Ventures II GP, LLC
No	4	J	Indirect	By The 2016 Jason Pressman Trust U/D/T March 8, 2016
No	4	S	Indirect	By The 2016 Jason Pressman Trust U/D/T March 8, 2016

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2019-03-25	3,000,000	$0.00	3,000,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,763,122			No	4	C	Indirect

Footnotes

These shares are owned directly by Shasta Ventures II, L.P. ("Shasta II"), of which Shasta Ventures II GP, LLC ("Shasta II GP") is the sole general partner and exercises voting and investment power over these shares. The reporting person is a managing director of Shasta II and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents a pro rata in kind distribution without consideration by Shasta II to its partners, including its general partner, Shasta II GP.
These shares are owned directly by Shasta II GP. The reporting person is a managing director of Shasta II and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents a pro-rata in-kind distribution of shares by Shasta II GP, without consideration, to its members.
Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distributions by Shasta II described in footnote (2) and Shasta II GP described in footnote (4).
The shares are held by the 2016 Jason Pressman Trust U/D/T March 8, 2016 (the "Trust"). The reporting person is a trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 22, 2018.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.30 to $19.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of the Issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.