Filing Details

Accession Number:
0001463101-19-000041
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-03-26 21:26:07
Reporting Period:
2018-11-30
Accepted Time:
2019-03-26 21:26:07
Original Submission Date:
2018-12-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543777 Badrinarayanan Kothandaraman C/O Enphase Energy, Inc.
47281 Bayside Parkway
Fremont CA 94538
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-30 6,769 $0.00 316,209 No 4 A Direct
Common Stock Disposition 2018-12-03 2,370 $5.58 313,839 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. RSUs issued pursuant to the 2011 Equity Incentive Plan.
  2. RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date.
  3. Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1.
  4. Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018.
  5. This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,659.71.