Filing Details
- Accession Number:
- 0001209191-19-021202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-25 17:34:47
- Reporting Period:
- 2019-03-22
- Accepted Time:
- 2019-03-25 17:34:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883980 | First Data Corp | FDC | Services-Business Services, Nec (7389) | 470731996 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1655481 | Joseph Thomas Higgins | C/O First Data Corporation 225 Liberty Street, 29Th Floor New York NY 10281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-22 | 65,909 | $0.00 | 364,545 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-22 | 13,182 | $16.00 | 377,727 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-22 | 7,233 | $12.52 | 384,960 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-03-22 | 87,651 | $25.51 | 297,309 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2019-03-22 | 59,318 | $0.00 | 59,318 | $12.65 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2019-03-22 | 6,591 | $0.00 | 6,591 | $14.23 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-22 | 59,318 | $12.65 | 59,318 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-22 | 6,591 | $14.23 | 6,591 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-22 | 65,909 | $0.00 | 65,909 | $0.00 |
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2019-03-22 | 13,182 | $0.00 | 13,182 | $16.00 |
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2019-03-22 | 7,233 | $0.00 | 7,233 | $12.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 177,955 | 2024-03-05 | No | 4 | M | Direct | |
| 19,772 | 2025-01-14 | No | 4 | M | Direct | |
| 160,367 | No | 4 | M | Direct | ||
| 166,958 | No | 4 | M | Direct | ||
| 101,049 | No | 4 | C | Direct | ||
| 145,000 | 2025-10-15 | No | 4 | M | Direct | |
| 21,700 | 2026-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,500 | Indirect | By spouse |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.50 to $25.56, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- These stock options are fully vested and exercisable.
- Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
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