Filing Details
- Accession Number:
- 0001209191-19-021180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-25 16:57:37
- Reporting Period:
- 2019-03-22
- Accepted Time:
- 2019-03-25 16:57:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1689923 | Alteryx Inc. | AYX | Services-Prepackaged Software (7372) | 900673106 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1700808 | Scott Robert Jones | C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612 | Pres. & Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-22 | 1,599 | $0.00 | 45,030 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-03-22 | 1,599 | $84.88 | 43,431 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-22 | 1,599 | $0.00 | 1,599 | $27.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,354 | 2028-01-05 | No | 4 | M | Direct |
Footnotes
- Includes (i) 41,997 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 1,434 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2019.
- Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on August 14, 2018.
- The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
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