Filing Details

Accession Number:
0001707925-19-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-22 17:32:37
Reporting Period:
2019-03-20
Accepted Time:
2019-03-22 17:32:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1707925 Linde Plc LIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595290 K Anne Roby C/O Linde Plc
The Priestley Centre, 10 Priestley Road
Guildford, Surrey X0 GU2 7XY
Head Of Global Functions Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-03-20 13,195 $97.84 41,996 No 4 M Direct
Ordinary Shares Disposition 2019-03-20 10,036 $176.77 31,960 No 4 F Direct
Ordinary Shares Disposition 2019-03-20 3,159 $176.77 28,801 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Ristricted Stock Units Acquisiton 2019-03-20 2,330 $0.00 2,330 $0.00
Ordinary Shares Stock Option (right to buy) Acquisiton 2019-03-20 26,230 $0.00 26,230 $176.63
Ordinary Shares Stock Option (right to buy) Disposition 2019-03-20 13,195 $0.00 13,195 $97.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,330 No 4 A Direct
26,230 2020-03-20 2029-03-20 No 4 A Direct
0 2012-02-22 2021-02-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 1,529 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Stock Units $0.00 3,885 3,885 Direct
Ordinary Shares Restricted Stock Units $0.00 4,328 4,328 Direct
Ordinary Shares Restricted Stock Units $0.00 2,960 2,960 Direct
Ordinary Shares Stock Option (right to buy) $109.68 2013-02-28 2022-02-28 18,430 18,430 Direct
Ordinary Shares Stock Option (right to buy) $110.58 2014-02-26 2023-02-26 15,790 15,790 Direct
Ordinary Shares Stock Option (right to buy) $128.80 2015-02-25 2024-02-25 19,900 19,900 Direct
Ordinary Shares Stock Option (right to buy) $128.38 2016-02-24 2025-02-24 26,490 26,490 Direct
Ordinary Shares Stock Option (right to buy) $102.22 2017-02-23 2026-02-23 49,405 49,405 Direct
Ordinary Shares Stock Option (right to buy) $118.71 2018-02-28 2027-02-28 39,585 39,585 Direct
Ordinary Shares Stock Option (right to buy) $154.00 2019-02-27 2028-02-27 32,335 32,335 Direct
Ordinary Shares Deferred Stock Unit $0.00 57 57 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,885 3,885 Direct
4,328 4,328 Direct
2,960 2,960 Direct
2022-02-28 18,430 18,430 Direct
2023-02-26 15,790 15,790 Direct
2024-02-25 19,900 19,900 Direct
2025-02-24 26,490 26,490 Direct
2026-02-23 49,405 49,405 Direct
2027-02-28 39,585 39,585 Direct
2028-02-27 32,335 32,335 Direct
57 57 Direct
Footnotes
  1. Shares withheld for taxes and to pay the option exercise price.
  2. $176.77 was the average per share sale price. Actual per share prices ranged from $176.77 to $176.79 and will be provided upon the request of the SEC and any shareholder.
  3. Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.
  4. Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
  5. Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
  6. This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
  7. This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
  8. This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
  9. This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
  10. Conversion to Linde plc ordinary shares is on a one-for-one basis.
  11. Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.