Filing Details

Accession Number:
0001730168-19-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-22 17:23:26
Reporting Period:
2019-03-20
Accepted Time:
2019-03-22 17:23:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1730168 Broadcom Inc. AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1670643 H. Thomas Krause C/O Broadcom Inc.
1320 Ridder Park Drive
San Jose CA 95131
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2019-03-20 2,193 $294.07 104,238 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2019-03-20 6,157 $295.00 98,081 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2019-03-20 4,350 $296.03 93,731 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2019-03-20 1,100 $296.85 92,631 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2019-03-20 694 $298.00 91,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Transaction executed in multiple trades at prices ranging from $293.51 to $294.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. Includes 66,000 Restricted Stock Units.
  3. Transaction executed in multiple trades at prices ranging from $294.53 to $295.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Transaction executed in multiple trades at prices ranging from $295.59 to $296.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote
  5. Transaction executed in multiple trades at prices ranging from $296.61 to $297.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  6. Transaction executed in multiple trades at prices ranging from $297.79 to $298.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.