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Home > Insider Trading > Filing (0001144204-11-013039)

Filing Details

Accession Number:: 0001144204-11-013039
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-04 17:17:43
Reporting Period:: 2011-03-03

Filing Date:: 2011-03-04
Accepted Time:: 2011-03-04 17:17:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
320017	Neostem Inc.	NBS	Services-Misc Health & Allied Services, Nec (8090)	222343568

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510184	L Andrew Pecora	C/O Neostem, Inc. 420 Lexington Avenue, Suite 450 New York NY 10170	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2011-03-03	78,125	$1.28	1,922,652	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The reporting person participated in a private placement of NeoStem, Inc. (the "Company") common stock due to restrictions on his purchasing the Company's common stock in the open market and in response to his desire to increase his ownership in the Company. The shares of common stock were purchased at the then market price of the common stock of the Company under a subscription agreement entered into on February 25, 2011.